SRA Form Quick Find (Requires Adobe Acrobat Reader) ---- Please Select SRA Form You Require ---- Form 1. Change of Address Notification Form 2. Name Correction Request & Indemnity Form 5. Section 1091 Statement Form 6. Transmission Application Form 7. Small Estate Statement and Indemnity Form 9. SRN Replacement Request Individual & Joint Holders Form 9A. SRN Replacement Request - Companies & Executor/s - Administrator/s Form 10. Certificate Replacement Request - Individual & Joint Holders Form 10A.  Certificate Replacement Request  -  Companies Form 10B.  Certificate Replacement Request - Executor/s - Administrator/s Form 11. Intestate Statement & Indemnity Form 13. Appointment of Corporate Representative Form 23. Transfer Form for Non-Market Transactions Form 24.  Register Removal Request Form 25.  Request to Register Surviving Holders Form 26.  Tax File Number, Australian Business Number or Exemption Notification Form 27.  Direct Credit Facility Form 28.  Minor(s) Statement & Indemnity

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1.  Introduction to CHESS 2. TFN Exemption Table 3. Association Information

INTRODUCTION These procedures and forms have been compiled by the SRA Standards Sub-committee in consultation with securities registrars, stockbrokers and other securities industry participants and approved by the Committee of Management of the Association. These recommendations are intended as guidelines to be adopted by security registries, stockbrokers, financial institutions, CHESS participants and other securities industry participants as appropriate and are considered to be the most suitable and acceptable to the securities industry in general. They should be read in conjunction with other regulations and procedures governing the securities industry. Members of the Association are detailed in Appendix 3 of this publication and it is suggested that those members implement these recommended procedures and forms which were developed for the benefit of members and other securities industry participants. ENQUIRIES All enquiries regarding these procedures and forms should be directed to: SRA Federal President, Vice President, State chairpersons or to members of the Standards Sub-committee, details of which are included in Appendix 3 of this issue, or to : The Secretary Securities Registrars Association of Australia Inc. P O Box R488 Royal Exchange SYDNEY  NSW  1225 Telephone (02) 9943 0554 Mobile 0414 685 214    Fax (02) 9943 0554

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