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Introduction
spacer.gif (56 bytes)Registration Detailsspacer.gif (56 bytes)CHESS Registration Detailsspacer.gif (56 bytes)Acceptable Registration Detailsspacer.gif (56 bytes)
Change of Address

Correction of a Registered Name of a Securityholder

Document Signing Requirements

Deceased Securityholders

Bankruptcy & Liquidation

Replacement of Securities Certificates

Replacement of Holder Number

Minors as Securityholders

Lost Securityholders

Company Meetings

Company Registers - Inspection & Copying

Stamp Duty

Capital Raisings

Takeovers for Ordinary Shares

Tax File Numbers

Non-resident Withholding Tax
SRA Forms

appendices.gif (532 bytes)
1.  Introduction to CHESS
2. TFN Exemption Table
3. Association Information


 

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ACCEPTABLE REGISTRATION DETAILS

Detailed below are examples of acceptable name and address layout registration details together with comments for the guidance of registries and CHESS participants.

Name and address                                            Postcode/Country code
         MR GEORGE FREDERICK JONES,
         100 COLLINS STREET
         MELBOURNE VIC                                           3000

Standard type of registration .
The last line of all Australian addresses must contain the town or city and the state or territory.
The state or territory should not appear on the last line alone.


         MR GEORGE FREDERICK WILLIAM          
         JONES,
         100 COLLINS STREET
         MELBOURNE VIC                                           3000

Always enter the FULL name of the holder. If insufficient space on the first line continue on to the second line with a comma to identify the end of the name field.
The address details are to commence on the next line and not on the same line in which the name finishes.


         MR GEORGE FREDERICK JONES +
         MRS MARGARET LINDA JONES
         <NO 2 ACCOUNT>,
         100 COLLINS STREET
         MELBOURNE VIC                                           3000

Joint holding with an account designation. A plus sign "+" is to be inserted between joint holder names and not an ampersand "&". The Comma is to inserted after the closing designation angle bracket.


         MR GEORGE FREDERICK JONES,
         66 WICKENHOUSE YARD
         LONDON W1X 2AN
         UNITED KINGDOM                                          GBR

Overseas holder with an overseas country code included instead of a postcode.
The overseas postcode and full country name or a widely recognised abbreviation such as USA must be included in the address field.


         MR JOHN WELLINGTON-SMITH +
         MR GEORGE JOHN O'NEILL,
         UNIT 5
         100 COLLINS STREET
         MELBOURNE VIC                                           3000

Punctuation such as hyphens used to link names together and apostrophes used in names such as O'Neill can be included. No spaces should be left between hyphens and apostrophes and the names as shown above. A comma can only be used to indicate the end of the name.


         MRS MARGARET LINDA MARIE JONES
         ,100 GEORGE STREET
         SYDNEY NSW                                                2000

Where the name uses the full 30 characters on the first line, the comma may be placed as the first character on the next line, however this should be avoided if at all possible. Note that there should be no space before the next character.


         MR JOHN SMITH +
         MISS SUE JONES,
         100 GEORGE STREET
         SYDNEY NSW                                                2000

Whenever possible joint holders with short names are to be included on separate lines.


         POPULAR TRUSTEES NOMINEES PTY
         LTD + MR JOHN SMITH,
         G P O BOX 5678
         SYDNEY NSW                                                2001

Joint holdings may include the second holder's name on the second line provided it does not extend beyond the end of the second line.


         QUEENSLAND CANE CUTTERS &
         SNAKE CATCHERS PTY LTD,
         G P O BOX 6789
         BRISBANE QLD                                              4001

Where the holder's name extends past the first line, the comma must be inserted at the end of the holder's name. Note: The "&" in the company name must not be replaced with a "+".


         SECURITYHOLDERS (MELBOURNE)
         PTY LTD
         <JONES SUPERFUND ACCOUNT>,
         100 COLLINS STREET
         MELBOURNE VIC                                           3000

Designations must be contained within one line including the opening and closing angle brackets. They must also be entered on a separate line from the name and the address. The comma must be inserted after the closing designation angle bracket.


         JOHN SMITH & CO PTY LTD,
         G P O BOX 1234
         SYDNEY NSW                                                2001

An ampersand must be used within the name of the company if it is included in the legally incorporated name.



         PROF JOHN SMITH +
         MRS CAROL SMITH +
         MR JOHN SMITH (JNR),
         100 GEORGE STREET
         SYDNEY NSW                                                2000

A joint holding is to be entered in full and not as MR & MRS JOHN AND CAROL SMITH.
Titles should always be included and in many cases it will be necessary to abbreviate, Professor to PROF, Captain to CAPT, Junior to JNR and Senior to SNR.
It is not considered appropriate to abbreviate the titles of LADY and SIR.


         MISS MARY ANNE MCDONALD,
         UNIT 5
         100 SMITH STREET
         MELBOURNE VIC                                           3000

Surnames with a space such as Mc Donald must be included as one word with no space being left as this would result in the surname being recorded as DONALD.
Road, Street, Avenue, etc. should be entered in full when space permits. However, do not start a new address line just to enter one of these in full. If a flat or unit number and street number are to be included they should be entered in full as shown if space permits. If space is a problem they may be entered as 5/100 SMITH STREET.
Note: The backslash"\" cannot be used in the registration details of CHESS Subregister holdings and should not be used by registries.


         AUSTRALIAN PRAWN GROWING 
         SOCIETY PTY LTD,
         G P O BOX 4567
         MELBOURNE VIC                                           3001

When the name is extended to the second line, never break a work over the end of a line.
Company names can only be abbreviated by the use of legally acceptable abbreviations such as CO, PTY and LTD.


         MR WALTER WATTS,
         C/- THE MANOR HOUSE
         100 MACQUARIE STREET
         HOBART TAS                                                 7000

If an address is to be care of, it should be shown as C/- or C/O. The inclusion of "ATTENTION OF" should be after the last name details line or designation details and not after the address details.
The Australian State or Territory should be abbreviated as follows:
QLD, NSW, VIC, TAS, SA, WA, NT or ACT.
and should be included on the same line as the city, suburb or town.


         SHAREHOLDERS & GENERAL          LIFE
         EXTENSION COMPANY OF 
         AUSTRALIA PTY LTD,
         C/- JOHN SMITH INV MGT DEPT
         LEVEL 25/266 APPLICATION BLVD
         WASHINGTON DC 123456 USA                       USA

Where an address is too long to fit in the remaining lines it may be abbreviated, but keep in mind that it must be able to be understood by the postal authorities. The address must commence on a separate line and not on the same line in which the name finishes.

 

© 2001 Securities Registrars Association of Australia Inc. ABN 52 057 832 827
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